
Japan
Title: Henson et al. v. State of Japan, Tokyo District Court, 9 October 1998
Date: 09.10.1998
Source: Shomu Geppo, vol. 45, 1597; translated in The Japanese Annual of International Law, vol. 42, 1999, p. 170.
Summary:
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The plaintiffs, Philippine women who were assaulted, confined, and raped as "comfort women" during the Japanese occupation of the Philippines during the Second World War, claimed compensation from the government of Japan. They invoked customary international law, the domestic law of the Philippines applicable at the time of the occupation and the Japanese Civil Code. The claim based on international customary law was rejected. The Court was of the view that Article 3 of the Hague Convention No.IV of 1907 did not provide any individual right to bring a claim for compensation directly against a State and could not be regarded as a codification of such a right. The examination of State practice since the Second World War failed to reveal either that an individual right to claim compensation directly from a State was established under customary international law. The court also rejected the claim that there was an individual right under customary law to compensation for damages resulting from the commission of crimes against humanity. The claims based on the law of the Philippines and on the Civil Code of Japan were also dismissed.
Text:
Please note that footnotes and references have been omitted.
Held: '1. All claims of the plaintiffs shall be dismissed.'
Upon the grounds stated below:
'The court begins by examining whether the plaintiffs have the right to claim compensation for damages.'
I. On the Claim Based on Customary International Law
'The plaintiffs argue that Article 3 of the Hague Convention on Law on Land of 1907 (hereinafter the Hague Convention) provides residents of an occupied territory with the right to claim compensation for damages caused by the acts of members of the occupying force in violation of the Hague Regulations annexed to the Convention (hereinafter the Hague Regulations). They maintain that this had been established as a rule of customary international law, at the latest, by the outbreak of the World War II. The Court, therefore, first examined whether or not the alleged rule had been established at the time of the offenses.
1. Elements Constituting Customary International Law
(1) Equated with international custom as general practice
Customary international law is "international custom, as evidence of a general practice accepted as law." The existence of a rule of customary international law is recognized by the general practice and opinio juris of states.
(2) General principle of international law
It is a general principle of international law that it regulates relations between
States. In case of a violation of rights and benefits of individuals, the general principle of international law intends to provide remedies for the individual victims indirectly through the exercise of diplomatic protection by the national states of the victims. When individual persons seek to remedy the violation of their rights and benefits directly from foreign States, they need a special norm of international law that provides them rights to claim redress.
(3) Method of Interpretation of Treaties
The Vienna Convention on the Law of Treaties (hereinafter the Vienna Convention) prescribes rules of interpretation of treaties in Articles 31 and 32.
The plaintiffs assert that Article 3 of the Hague Convention is a codification of a principle of customary international law which recognizes the right of individual persons to claim compensation for damages directly against other Stares, The Court agrees that the rule of interpretation prescribed in Articles 31 and 32 of the Vienna Convention is recognized as the rule of interpretation of treaties and customary international law which was in effect during World War II. According to the rule of interpretation mentioned above, texts of treaties should be interpreted in accordance with the ordinary meaning to be given to the terms in their context, having recourse to the preparatory work of the convention and the circumstances of its conclusion. Therefore the Court examines the validity of the alleged interpretation of Article 3 of the Hague Convention as follows according to these rules of interpretation..
2. Purpose of Article 3 of the Hague Convention
(2) Interpretation of Article 3 of the Convention
'In view of the purpose of the clauses of the Hague Convention and the Regulations, Article 3 of the Convention should be understood as imposing liability for reparations on a belligerent party as a sanction against the violation of the Hague Regulations committed by its army or persons forming part of its army in order to secure effective observance of the Convention. It does not provide any right of individuals to demand compensation for damages and injury caused by the violation of the Regulations directly against belligerent State parties.
The following facts will support the interpretation of the Court. First, the general principle of international law provides that international law is a law governing relations between States. Secondly, Article 2 of the Hague Convention prescribes that the provisions of the Regulations and the Convention "do not apply except between Contracting Powers, and then only if all the belligerents are parties to the Convention." Thirdly, there is no statement in Article 3 of the Convention referring to individuals as the subject to whom wrongdoing States are liable and obliged to pay compensation.
Referring to Article 709 of the Civil Code and Article 1(1) of the Tort Claims against the State Act, the plaintiffs point out that these clauses provide the right of individuals to claim compensation for torts without question although they refer only to the liability of the wrongdoer. Therefore, according to the plaintiffs, Article 3 of the Hague Convention, which makes no reference to the claim right of individuals, also should be understood as a clause entitling individuals to claim compensation for damages. However, the Court cannot accept this reasoning, since there is a wide difference between legal relations under international law and those under domestic law.
The plaintiffs also claim that they have the right to claim compensation under Article 3 of the Hague Convention because the article constitutes a substantial part of the Hague Regulations, which are directly applicable to the relationship between residents in an occupied territory and members of the occupying force. However, the Regulations, as examined above, are nothing more than rules of conduct for the military and its members, and Article 3 of the Convention provides nothing more than State responsibility as a sanction against the State of a wrongdoer. Therefore, it is not possible to recognize that the article provides the right to individuals to claim directly against an occupying State.
Furthermore, the plaintiffs insist that the drafters of Article 3, Sentence 1 had it in mind to deal with the claims of individual victims, pointing out that the article utilizes the term "compensation" instead of the general term "reparation," in the same way as the terms prescribed in Articles 53 and 54 of the Regulations. However, even if the article imposes payment of compensation on the belligerent parties, it does not lead directly to the recognition of the right of individuals to file claims.
(3) Summary
To summarize, according to the ordinary meaning to be given to the terms in their context, Article 3 of the Hague Convention cannot be understood as a clause that entitles individual victims to bring a claim for compensation directly against a wrongdoing State. Accordingly, it is impossible to recognize that the article is a codification of a rule of customary international law.'
'3. Drafting Process of Article 3 of the Hague Convention
The plaintiffs assert that it is possible to identify Article 3 of the Hague Convention as a rule of customary international law by examining the drafting process of the article.'
(2) Meanings of the suggestions
'Throughout the examination of the statements of delegations at the drafting process of the article, no overt expression was found to affirm that the article provides individual victims the right to claim compensation directly against belligerent States, nor was any statement referring to the method of realization of the alleged rights.
(3) Summary
Consequently, after examining the text of the article and its drafting process, the Court cannot recognize the existence of the alleged principle that admits the right to claim compensation directly against belligerent States.'
'4. Reconfirmation of the Principle of Article 3 of the Hague Convention since World War II
(1) Geneva Conventions and Additional Protocol
The plaintiffs maintain that the principle of Article 3 of the Hague Convention has been reconfirmed in Article 154 of the Geneva Convention (IV) of 1949 and Article 91 of the Additional Protocol.
These clauses, however, confirm only the rules defined in articles of the Hague Convention and its Regulations, and do not recognize the alleged principle providing the right of individuals to claim compensation directly against belligerent States.
(2) State practices
The plaintiffs further insist that the alleged principle has been reconfirmed and developed by the following State practices, and that they strengthen the interpretation of Article 3 of the Hague Convention presented by the plaintiffs.
However, the Court cannot identify these State practices as evidence of the existence of the alleged principle of customary international law .
1) The Mixed Arbitration Tribunals
These tribunals were established after World War I, and they allowed individual victims to pursue litigation directly to the courts regardless of the intention of their governments. These tribunals, however, were special courts established by specific agreements between States, their jurisdiction was limited to specific damages, and nationals of defeated States were refused the right to sue at these tribunals. Considering these points, the establishing of these tribunals itself does not lead directly to the recognition of the alleged principle.
2) Judgment of the Administrative Court of Appeals of Munster
This decision concerned a claim raised by a German national for damages and injuries resulting from a traffic accident caused by a British soldier who was a member of the occupying force in occupied Germany. The court accepted the claim on the basis of Article 3 of the Hague Convention.
However, this is a case in which an individual victim brought a claim not against the occupying power but against his own government, and the court recognized not the alleged principle which provides the right of individuals to file such claims but only the principle of State responsibility. Therefore, this case cannot be considered as evidence of the alleged principle.
3) Practices of the United Nations
(a) The United Nations paid compensation directly to Belgian nationals for damages caused by the United Nations Forces in the Congo in the 1960s. The United Nations acknowledged that the UN Forces had violated the laws of war and that the victims had the right to seek compensation from the United Nations.
(a) Regarding the settlement of the Gulf War, the United Nations Security Council adopted Resolution 687 under Article 25 of the UN Charter reconfirming the liability of Iraq under international law for compensation for damages caused by Iraq. The Governing Council of the United Nations Compensation Commission, established under Resolution 687, acknowledged the right of civilians and prisoners of war to claim compensation for damages caused by violations of the laws of war.
(a) The United Nations General Assembly acknowledged in its resolution on December 23, 1994 that States are responsible for grave violations of international humanitarian law and violation of human rights, and that the victims of "ethnic cleansing" were entitled to receive compensation.
Considering these UN practices, the Court recognizes the following facts: that the victims of wrongdoing by the UN Forces received compensation from the United Nations, that the United Nations Security Council clearly confirmed the State responsibility of Iraq, and that the victims of crimes against humanity are entitled to receive compensation for damages. However, the Court cannot perceive the establishment or development of the principle of customary international law which entitles individuals to claim compensation directly from the wrongdoing State for damages resulting from violations of the Hague Regulations.'
4) Lump-Sum Agreement between States
'The lump-sum agreements on reparations between States, one typical example being the Case concerning the Factory of Chorzów, partly intend to provide remedies for damages caused to individuals by war. However, they originally regulate claims for reparations between States, and do not mean to acknowledge the rights of individuals to file claims even though the sum of compensation could be estimated based on the amount of the damages to individuals. Therefore, this case cannot be recognized as a confirmation of the alleged principle.
5) Judgment of the District Court of Bonn
In this case the victims of forced labor at the concentration camp in Auschwitz, who were not German nationals raised claims for unpaid wages against the government of Germany. The District Court of Bonn accepted one of the claims based on the violation of the laws of war, including the violation of the Hague Convention, referring to the general principle of international law which provides State liability to pay compensation to victims for violations of the international laws of war.
The Court agrees that this case is evidence supporting the claim of the plaintiffs. However, it cannot recognize the existence of the customary rule from only one case.
'5. Summary
Consequently, throughout its close examination of texts and the drafting process of Article 3 of the Hague Convention, the Court has been unable to recognize the alleged rule of customary international law that provides individual residents in an occupied territory the right to claim compensation directly against the occupying State for damages resulting from a violation of the Hague Regulations committed by members of the occupying forces.
In addition, throughout its careful survey of all records of the case, the Court was unable to find any rule of customary international law apart from Article 3 of the Hague Convention that provides the principle mentioned above.
II. On the Claim Based on a "Crimes against Humanity"
1. "Crimes against Humanity"
The plaintiffs claim that the defendant is liable to pay compensation to individual victims, since it is clear that the offenses constitute "crimes against humanity," and since it had already been an established rule of customary international law during World War I that states are obliged to pay compensation to individual victims for damages caused by acts of "crimes against humanity" committed by persons forming part of its armed forces.
2. Damage Caused by "Crimes against Humanity"
Following the provisions of the Charter of the International Military Tribunal (Nuremberg Tribunal), the Charter of the International Military Tribunal for the Far East, the Control Council Law No. 10 of the United Nations Control Council for Germany, the Resolution of the UN General Assembly which affirmed "the principles of international law recognized by the Charter of the Nuremberg Tribunal," the Nuremberg Principle adapted by ILC 1950, the Draft Code of Crimes against the Peace and Security of Mankind adopted by the ILC 1954, and the resolution of the UN Security Council which established the International Criminal Tribunal for the former Yugoslavia, crimes against humanity include murder, extermination, enslavement, deportation, and other inhumane acts committed against any civilian population, before or during the war; or persecutions on political, racial, or religious grounds. However, since these provisions are nothing more than the definition of elements which constitute crimes by individuals. and since modern jurisprudence draws a sharp line between civil liability and criminal responsibility, the committing of crimes against humanity shall not be deemed as grounds for the civil liability of States.
To recognize a rule as a rule of customary international law, it is necessary to confirm the existence of opinio juris and general practice established by repetition of State practices. The Court examined all records relative to this case. However, it was not able to recognize any evidence proving the existence of an international custom under which a State is liable to pay compensation directly to individual victims for damages resulting from crimes against humanity committed by persons who are nationals of the State.
3. Summary
Consequently, the claim of the plaintiffs, which is based on the right to claim compensation for damages as a result of "crimes against humanity" under customary international law, lacks grounds.
III. On the Claim Based on the Domestic Law of the Philippines
I. Article 11(1) of the Act concerning the Application of Laws and the Application of the Law of the Philippines
'The plaintiffs argue that according to Article 11 ( 1) of the Act concerning the Application Laws, which provides the proper laws concerning the formation of torts, the proper law applicable in this case is the law of the Philippines, since the offenses were committed in the territory of the Philippines and the article provides that the proper law should be "the law of the place in which the facts giving rise to the claim occur," that is, in this case, the law of the Philippines. They maintain that the defendant is responsible for the tort under Articles 1902, 1903, Sentence 4, etc., of the Old Law of the Philippines which was in effect at the time of the committing of the offenses.
However, whereas Article 11 of the Act concerning the Application of Laws intends to define the proper law applicable to the conflict of private laws concerning legal relations with foreign elements, it is quite doubtful whether the Law should be applied to this case, since, as mentioned below, the alleged offenses have a highly public character related to governmental acts of the State, and since general private law was not applicable to governmental acts of the State under the legal system of Japan at the time of the committing of the offenses.
Additionally, it would also be questionable to include the alleged acts in the category of tort prescribed under Article 11 of the Act concerning the Application of Laws, since the Civil Code could not be applied to governmental acts of the State, that is, governmental acts were out of the range of civil liability under the Japanese legal system at that time.
Moreover, given that the Old Law of the Philippines was applicable to this case, it is absolutely impossible to recognize that the Old Law deals with torts of Japan or its liability for torts, since Japan is a sovereign State outside the jurisdiction of the Philippines.
2. Article 11 (2) of the Act concerning the Application of Laws and Koka Mutouseki no Gensoku (the Doctrine of Sovereign Immunity)
(1) Interpretation of Article 11 (2) of the Act concerning the Application of Laws
In addition, even if it was possible to recognize that the alleged offenses constituted a tort of Japan under the domestic law of the Philippines (the Old Law), it still is necessary to confirm that the acts would be "unlawful under the law of Japan" in order to claim that the acts constitute torts under Article 11(2) of the Act concerning the Application of Laws.
Article 11(2) requires cumulative application of both lex loci delicti and the law of Japan. Since the law concerning torts intends to maintain the public order of domestic society, the article regards it as unnecessary to recognize an act as a tort until it is recognized as illegal under the law of Japan.
The plaintiffs argue that the limitation provided by the principle of lex fori adopted in Article 11(2) of the Act concerning the Application of Laws should be understood not to limit the purpose of the principle of lex loci delicti employed in Paragraph (1) of the article. They maintain that the term "unlawfulness" used in Paragraph (2) means illegality, that is, it concerns both subjective illegality (such as intention and negligence) and illegality generally. However, this argument is not acceptable, since the paragraph should be comprehended as a clause that requires cumulative application of both lex loci delicti and the law of Japan; in other words, it employs the principle of eclecticism.
(2) Doctrine of sovereign immunity
(1) Paragraph 6 of the supplementary provision of the Tort Claims against the State Law provides that "with regard to the damages arising from an act committed before the establishment of this Law, [the application of law] should follow the precedent of the past." In that respect, the Civil Code was not applicable to governmental acts of the State or other public entities under the doctrine of sovereign immunity at the time of World War II, during which the alleged offenses were committed.
In addition, under the legal system of Japan at that time, actions for compensation against the State could not be brought to the Administrative Court.
Also, there was no legislation that acknowledged state liability concerning governmental acts.
Moreover, the Courts also had denied civil liability for torts of the State or other public entities resulting from governmental acts unless the liability of the State was specified in a statute.'
(2) 'It was after the end of World War II that Article 17 of the Constitution provided for the State's liability concerning its governmental acts, and the Tort Claims against the State Law was established.
(3) As observed above, until the Tort Claims against the State Law was enacted, the Civil Code could not be applied to governmental acts of the State and other public entities under the doctrine of sovereign immunity. Additionally, the alleged offenses were committed incidentally to the conduct of war by the Japanese military, therefore, in light of their nature, they should be characterized as governmental acts of the State. Therefore the liability of the State to pay compensation for the offenses is denied by the doctrine of State immunity.
(3) Summary
To summarize, the alleged offenses do not constitute torts because of the doctrine of sovereign immunity under the law of Japan at the time of their being committed, even if those acts would be deemed as torts under the law of the Philippines. Therefore, the claim of the plaintiffs based on Article 11(2) of the Act concerning the Application of Laws is invalid.
3. Article 11(3) of the Act concerning the Application of Laws and the latter clause of Article 724 of the Civil Code
(1) Interpretation of Article 11(3) of the Act concerning the Application of Law
On the same grounds as the interpretation of Article 11(2) above, Article 11(3) prescribes cumulative application of both Japanese law and lex loci delicti concerning the measures and the extent of compensation for torts. In other words, the restrictions imposed by Japanese law concerning the effect of a tort shall be applied in their entirety. Furthermore, the text of the article, which says, "the injured person shall not claim damages or any other remedy not available under Japanese law," should be interpreted as a requirement for the application of Japanese law not only to the effect of torts, but also to the factors which restrict the effect of torts, such as the statute of limitations, a period of exclusion, etc.
In this respect, the plaintiffs assert that the article restricts only the method of compensation and does not require application of Japanese law concerning the statute of limitations or a period of exclusion. However, this interpretation is not acceptable.
Even if the alleged offenses would be recognized, and the offenses would be deemed as torts under both the Old Law of the Philippines and the Civil Code of Japan, those offenses do not constitute torts under the law of Japan because of the period of exclusion.
(2) The Latter part of Article 724 of the Civil Code
The latter part of Article 724 of the Civil Code should be interpreted as a definition of the period of exclusion that extinguishes the right to claim compensation for torts. It is not plausible to interpret that the former part of the article provides a three-year period of prescription, and that the latter part provides a 20-year period of exclusion. It is incompatible with the purpose of the article, which aims to settle legal relations concerning torts promptly. Therefore, the latter part of the article should be understood as a provision invalidating claims simply by the certain passage of time, regardless of the subjective recognition of victims. Consequently, the Court observes that the claim of the plaintiffs has become invalid by the period of exclusion despite the lack of a claim by the defendants.
4. Summary
To summarize, the Court decrees that the claim of the plaintiffs based on the law of the Philippines has no grounds even without examining the other points at issue.
IV. On the Claim Based on the Civil Code of Japan
1. Doctrine of Sovereign Immunity
The plaintiffs insist that the Emperor and the members of the staff of the Imperial Headquarters neglected their obligation to supervise and control the members of their army, and since the omission was committed in the territory of Japan, according to Article 11 of the Act concerning the Application of Laws, the State of Japan is responsible for employer liability under the law of Japan where the torts were committed.
However, even though the existence of the offenses and the fact that they were committed in the territory of Japan would be recognized, and if it is possible to acknowledge Articles 709 and 715 of the Civil Code as the proper law to be applied in the case, still the Court maintains that the defendant is not liable to compensation because these articles were not applicable to governmental acts of the organs of the government under the doctrine of sovereign immunity.
The plaintiffs also maintain that these articles of the Civil Code were applicable to the offenses at the time they were committed because the article of the Hague Convention, which had already been incorporated into the domestic law of Japan, limited sovereign immunity to a certain extent and allowed the application of the clauses of the Civil Code concerning torts to governmental acts by the State.
Nevertheless, as examined above, Article 3 of the Hague Convention does not recognize the right of individuals to claim compensation for damages directly against violating States. Therefore, the claim of the plaintiffs cannot be accepted.
2. The latter part of Article 724 of the Civil Code
Furthermore, even if the offense itself and the application of the Civil Code were recognized, the claim has already become invalid by the period of exclusion.'
'The plaintiffs assert that even though it was appropriate to understand the latter part of Article 724 as the period of exclusion, it should not be applied in this case. They maintain that the delay in making the claim was beyond the control of the plaintiffs, since the delay was caused by the political situation in the Philippines, conclusion of the reparations treaty between Japan and the Philippines, and the view of Japan on the treaty. In addition, they point out, the delay did not affect the capacity of the defendant to defend herself. Therefore, they allege, the application of the period of exclusion to this case would be against the principle of good faith and an abuse of privilege.
However, the Court applies the period of exclusion to this case and recognizes the extinguishing of the claim. The period of exclusion purports to extinguish claims simply by the passage of twenty years. In view of the nature of the period of exclusion, the Court is bound to apply it regardless of the existence of the claim by the defendant, since the litigation was raised more than twenty years after the commission of the offenses.'
V. Conclusion
'From the points examined above, it is clear that the claim of the plaintiff has no grounds, even without examining further issues. Therefore the Court shall dismiss the claim'
Judge Yoriaki Ichikawa (presiding)
Judge Naoyuki Iwai
References: International Treaties and Documents
Hague Convention IV 1907: Art. 3 